Financial Advisor

ABOUT PLAN 4 FINANCIAL

Plan 4 Financial (plan4financial.com) is a fast-growing, multi-state independent financial planning firm clearing through LPL Financial — where we rank in the top 1% of all LPL representatives nationwide.

We help individuals, families, and businesses achieve their financial goals through comprehensive, personalized planning. Our culture is built on integrity, long-term client relationships, and a genuine commitment to objective, client-first advice.

THE OPPORTUNITY

Due to continued growth, our Garden City office is seeking an enthusiastic and energetic advisor to join our team. This individual will manage multiple existing Plan 4 Financial client relationships while helping to build new ones — delivering tailored guidance across investments, retirement planning, insurance, and wealth management.

This role is ideal for someone who is client-obsessed, detail-oriented, and energized by building lasting relationships. For the right candidate, there is a clear path toward career advancement and future ownership potential.

RESPONSIBILITIES

• Build and maintain strong, long-term relationships with new and existing clients
• Conduct comprehensive financial needs assessments and develop personalized financial plans
• Advise clients on investment strategies, retirement planning, tax considerations, and estate planning
• Monitor client portfolios and proactively recommend adjustments based on market conditions and life changes
• Stay current on financial regulations, market trends, and product offerings
• Meet or exceed client retention and business development targets
• Ensure full compliance with all regulatory requirements and firm policies

QUALIFICATIONS

Required

• Bachelor’s degree in Finance, Economics, Business, Psychology, or a related field
• Active FINRA Series 7 and Series 65 or 66 license, plus Life & Health insurance licenses
• 2–7 years of experience as a financial advisor
• Excellent communication, interpersonal, and presentation skills
• Self-motivated with a demonstrated ability to manage and grow a client base

Preferred

• CFP® designation, or actively in pursuit
• Experience with CRM platforms (e.g., Salesforce, Redtail)
• Existing book of business

WHAT WE OFFER

• Competitive base salary ($83,000–$150,000+) plus corporate and performance-based bonuses
• Dental, vision, and life insurance; medical insurance considerations available as needed
• 401(k) with company match
• Employer-funded profit-sharing plan
• Ongoing training and professional development
• Clear path for career advancement with future ownership potential
• Collaborative, supportive team environment where contributions are recognized and rewarded

HOW TO APPLY

Submit your resume and a brief cover letter to Alfred@plan4financial.com with the subject line: Financial Advisor Application — [Your Name]

We review applications on a rolling basis and will be in touch with qualified candidates promptly.

Plan 4 Financial is an equal opportunity employer. We celebrate diversity and are committed to creating an inclusive environment for all employees.