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Legal and Regulatory Lead - Securities Services

Robert Walters

On-site Executive 3w ago

About the role

About the Role

You will lead the legal and regulatory function for a complex international securities services business operating across multiple European jurisdictions.

The role covers legal oversight of activities including:

  • Clearing, settlement, and custody services
  • Securities finance, repo, and collateral management
  • Trade repository and regulatory reporting services
  • Digital asset and post-trade infrastructure services

You will advise senior business leadership on strategic legal and regulatory matters, oversee legal risk across regulated entities, support cross-border corporate and regulatory projects, and implement effective governance and legal frameworks across the business.

The position also includes leadership responsibility for an international legal team based across Europe, with a strong focus on stakeholder management, operational execution, and driving high performance within a complex regulated environment.

About the Candidate

You are a qualified lawyer with significant experience gained within financial market infrastructure, securities services, or post-trade environments. Candidates from broader financial services backgrounds without direct exposure to securities or market infrastructure are unlikely to be a fit for this role.

You will bring:

  • Strong expertise in European financial markets regulation, including frameworks such as EMIR, CSDR, MiFID II/MiFIR, and related regulations
  • Experience advising on legal and regulatory matters relating to clearing, settlement, custody, securities finance, or trade reporting
  • Proven capability managing complex cross-border legal and regulatory projects
  • Experience leading international legal teams and operating in fast-paced, highly regulated businesses
  • Excellent drafting, analytical, and stakeholder management skills
  • Fluency in English and German is required

Skills

CSDREMIREnglishGermanMiFID IIMiFIR

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