Business Risk and Control Analyst

About

As a Second Level Controls Tester at SGGSC India, your role involves testing controls for all RESG business lines under the guidance of the Functional Head of Second Level Controls. You will work closely with BL Exco's to ensure that correct risks are identified and adequate controls are in place to mitigate/minimize risks effectively. Your responsibilities include analyzing controls, sharing testing conclusions and recommendations with management, and spreading knowledge on controls to safeguard business processes across SG Group.

Please note: The hiring contact for this position is PAPPACHAN Jijo-John.

Key Responsibilities

• Minimum 8+ years of experience in Controls, Risk, or Audit within the Banking/Financial Services industry
• Exposure to risk and controls in Global Banking Services space
• Proficiency in Microsoft Excel, Power BI, Alteryx, and report building
• Ability to learn new domain skills
• Stakeholder management with good negotiation skills
• Efficient collaboration with Global teams in different geographical locations

Qualifications Required

• At least 5 years of experience in controls, risk, and audit domains in the banking industry
• Professional degree (CA, CIA, FRM, CFA) in audit/risk management

Skills Required

• Advanced understanding of Finance and Investment Banking operations
• Clear articulation of risks, controls, and potential gaps
• Basic understanding of Banking operations, associated risks, and controls
• Knowledge of statutory and regulatory norms applicable to banking business (preferred)

Functional Skills

• Advanced understanding of risk-based audit methodology, risk assessment, and annual planning
• Experience in leading reviews independently from planning to closure with recommendations
• Excellent audit report writing and stakeholder management skills
• Fluent command over English language (oral and written)
• Basic knowledge of data analytics and its application in internal audits

Behavioral Skills

• Result orientation and time management
• Stakeholder management
• Team leadership and collaboration
• Conflict management

Roles and Responsibilities

• Lead/drive reviews of varied complexity in accordance with professional standards
• Use data analytics in the mission wherever feasible
• Assist supervisors in Risk assessment exercise and preparation of review plan
• Maintain/review clear work papers and audit trail in the audit tool
• Document formal and clear review reports to communicate audit results to management

Hiring Contact

PAPPACHAN Jijo-John

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The above content repeats the role description and responsibilities as provided in the original posting.